Risk Profile

Risk profiling of the client

Please note that the questionnaire is only suitable for customers that are comfortable with taking on some form of investment risk. It is not suitable for customers that do not want to take on any risk whatsoever. Clients are classified under three categories low risk, medium risk and high risk clients with respective scores 07-12, 13-18,19-27 and accordingly product is recommended to them. Investors are categorized on the basis of this questionnaire and weights allotted

Instructions for Completion of Risk Profiling Form:
  1. All details of Risk Profiling form should be completely filled by client including client's name & number.
  2. Clients have to compulsorily answer all the questions.
  3. Clients have to upload there signature in JPEG , JPE with in 1mb

Note :In case of any doubt, you can coordinate with your executive.

Please choose the option that best describe how you feel about each question. If no option is exactly right for you, choose the one that is closest.

:: BASIC INFORMATION ::



1) NAME :

2. CONTACT INFORMATION :

3. GENDER (M/F) :

4. AGE GROUP(PLEASE SELECT THE APPROPRIATE) :


:: INCOME DETAILS ::


5. GROSS ANNUAL INCOME (PLEASE SELECT THE APPROPRIATE) :


:: INVESTMENT OBJECTIVE INCLUDING TIME DURATION ::


6. IT IS GENERALLY TRUE THAT LONGER THE INVESTMENT HORIZON, HIGHER THE RISK AN INVESTOR CAN TOLERATE. HOW LONG DO YOU WANT TO STAY INVESTED? (PLEASE SELECT THE APPROPRIATE) :

7. PROPOSED INVESTMENT AMOUNT :

8. PREFERRED MARKET INVESTMENT TYPE (PLEASE SELECT THE APPROPRIATE) :


:: EXISTING INVESTMENT AND ASSETS ::


9. RATIO OF PORTFOLIO HELD IN FINANCIAL MARKET (EQUITY/COMMODITY/FOREX)? (PLEASE SELECT THE APPROPRIATE) :

10. WHAT PERCENTAGE OF SURPLUS YOU ARE INVESTING IN THIS INVESTMENT PROGRAM? (PLEASE SELECT THE APPROPRIATE) :


:: RISK APPETITE AND TOLERANCE ::


11. COMPARED TO OTHERS, HOW DO YOU RATE YOUR WILLINGNESS TO TAKE FINANCIAL RISKS :

12. WHICH OF THESE STATEMENTS WOULD BEST DESCRIBE YOUR ATTITUDES TOWARDS PERFORMANCE OF INVESTMENT? (PLEASE SELECT THE APPROPRIATE) :

13. WHAT LEVEL OF LOSS ON YOUR INVESTMENTS IS GENERALLY ACCEPTABLE TO YOU? :

14. WHAT IS THE SIZE OF YOUR EMERGENCY FUND? (PLEASE SELECT THE APPROPRIATE) :


:: LIABILITY AND BORROWING DETAILS ::


15. HOW MANY DEPENDENTS DO YOU FINANCIALLY SUPPORT? (PLEASE SELECT THE APPROPRIATE) :

16. WHAT PERCENTAGE OF MONTHLY INCOME IS ALLOCATED TO PAY OFF DEBTS [ALL EMIS]? (PLEASE SELECT THE APPROPRIATE) :